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研究生: 詹宗翰
Chan, Tsung-Han
論文名稱: 基於凸分析之盲蔽非負訊號源分離於生物醫學與超光譜影像分析
Convex Analysis Based Non-negative Blind Source Separation for Biomedical and Hyperspectral Image Analysis
指導教授: 祁忠勇
Chi, Chong-Yung
馬榮健
Ma, Wing-Kin
口試委員:
學位類別: 博士
Doctor
系所名稱: 電機資訊學院 - 通訊工程研究所
Communications Engineering
論文出版年: 2009
畢業學年度: 97
語文別: 英文
論文頁數: 122
中文關鍵詞: 凸分析盲蔽訊號源分離非負性線性規劃超光譜影像生物醫學影像
外文關鍵詞: Convex geometry, Blind source separation, Non-negativity, Linear program, Hyperspectral image, Biomedical image
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  • This dissertation deals with the topic of non-negative blind source separation (nBSS), a widely-applicable technique in many real-world applications, such as multichannel biomedical image analysis and hyper-spectral image analysis. Fundamentally, unlike the skills involved in relevant existing frameworks, such as non-negative extension of independent component analysis (ICA) and non-negative matrix factorization (NMF), we exploit convex geometry to develop two nBSS frameworks without source statistical independence/uncorrelatedness assumption.

    The first framework called convex analysis of mixtures of non-negative sources (CAMNS) makes use of an insightful and practical model assumption (called source local dominance) to connect nBSS and convex geometry. It leads to a deterministic, convex analysis based nBSS criterion that boils down nBSS problem to the problem of finding all the extreme points of an observation-constructed polyhedral set (or an extreme point enumeration problem). We derive two linear programming based methods for efficiently locating the extreme points. One is analytically based and provides
    some appealing theoretical guarantees, while the other is heuristic but provides better robustness when model assumptions are not perfectly satisfied. Simulation results
    for several data sets are presented to demonstrate the efficacy of the CAMNS-based methods over several existing benchmark nBSS methods. In addition, experimental results with real biomedical images are presented to evaluate the high practical applicability of CAMNS.

    In hyperspectral remote sensing, unmixing a data cube into the spectral signatures (or endmenbers) and their corresponding mixing proportion (or abundance fractions)
    plays a crucial role in analyzing the mineralogical composition of a solid surface. Such an unmixing problem nature has a lot in common with nBSS problem. The
    second framework describes a new convex analysis and optimization perspective to hyperspectral unmixing. By the notion of convex analysis, we formulate two optimization
    problems for hyperspectral unmixing, which have intuitive ideas (or beliefs without any rigorous analysis and proof) that “the endmembers are determined by vertices of the maximum volume simplex within all the observed pixels” proposed by Winter in late 1990, and that “the endmembers are determined by the vertices of a minimum volume simplex enclosing all the observed pixels” proposed by Craig in mid
    1990, respectively. We show the relation between the two formulated optimization problems, by proving that both of their optimal solutions yield the true endmembers when the abundance fractions (sources) are locally dominant. We also illustrate how the two problems can be efficiently solved by alternating linear programming. Monte Carlo simulation results for several data sets are presented to validate our analytical results, and demonstrate the efficacy of the proposed algorithms. The experimental results of our nBSS method for real hyperspectral image data collected by airbone visible/infrared imaging spectrometer flight over the Cuprite mining site, Nevada, in 1997, show a high agreement with the reported ground truth. We believe that the proposed two nBSS frameworks in this dissertation have provided new dimensions to the nBSS research area, and will expectantly serve as important signal processing tools not only for biomedical image analysis and hyperspectral image analysis but also for other potential applications, such as analytical chemistry, deconvolution of genomic signals, and superresolution image reconstruction, where the sources are non-negative in nature.


    Chinese Abstract ii Abstract iv Acknowledgments vi List of Figures xi List of Tables xvi List of Notations xvii 1 Introduction 1 2 nBSS Problem Statement and Assumptions 7 3 Review of Some Basic Concepts in Convex Analysis 15 3.1 Affine Hull . . . .. . .. . . . . . . . . . . . . 15 3.2 Convex Hull . . . . . . . . . . . . . . . . . 17 4 Convex Analysis of Mixtures of Non-negative Sources 19 4.1 nBSS Criterion via CAMNS . . . . . . . . . . . . . 20 4.1.1 Convex Analysis of the Problem, and the CAMNS Criterion . 21 4.1.2 Alternative Formof the CAMNS Criterion . . . . .. 25 4.2 Systematic Linear ProgrammingMethod for CAMNS . . . 28 4.3 Alternating VolumeMaximization Heuristics for CAMNS 33 4.4 Numerical Results . . . . . . . . . . . . . . . . 39 4.4.1 Example of 2-source Case: Dual-energy Chest X-ray Imaging . 40 4.4.2 Example of 3-Source Case: Cell Separation . . . 41 4.4.3 Example of 4-Source Case: Ghosting Effect . . .. . 45 4.4.4 Example of 5-Source Case: Human Face Separation . 46 4.4.5 Monte Carlo Simulation: Noisy Environment . . 50 4.5 Experimental Results . . . . . . . . . . . . . . 51 4.5.1 Experiment: Dynamic Fluorescent Imaging . . . . . 52 4.5.2 Experiment: Multispectral Imaging . . . . . . . . 54 4.6 Summary . . . . . . . . . . . . . . . . 57 5 Convex Analysis for Hyperspectral Unmixing 60 5.1 Introduction to Hyperspectral Imaging . . . . . .. . 60 5.2 Convex Analysis to Hyperspectral Unmixing Problems .. 65 5.2.1 Maximum Volume Simplex Fitting . . . . . . . 67 5.2.2 Minimum Volume Simplex Fitting . . . . . . . . 69 5.3 Alternating Linear Programming Approaches . . . . . 72 5.3.1 Alternating VolumeMaximization . . . . . . . . . . 72 5.3.2 Alternating VolumeMinimization . . . . . . . . . . 74 5.4 Numerical Results . . . . . . . . . . . . . . . . . 77 5.4.1 Monte Carlo Simulations for Data with Various Purity Levels 81 5.4.2 Monte Carlo Simulations for Various Number of Endmembers 84 5.4.3 Monte Carlo Simulations for Various SNRs . . . 86 5.4.4 Monte Carlo Simulations for Non-uniformNoise . . . 87 5.5 Experimental Results . . . . . . . . . . . . . 89 5.6 Summary . . . . . . . . . . . . . . . . . . . 92 6 Conclusions and Future Works 98 A Proofs of Theorems and Lemmas in Chapter 4 101 A.1 Proof of Lemma 1 . . . . . . . . . . . . . . 101 A.2 Proof of Lemma 2 . . . . . . . . . . . . . . . . . 102 A.3 Proof of Proposition 1 . . . . . . . . . . . . . . . 102 A.4 Proof of Lemma 3 . . . . . . . . . . . . . . .. . . 103 A.5 Proof of Lemma 5 . . . . . . . . . . . . . . . . . . 104 A.6 Proof of Lemma 6 . . . . . . . . . . . . . . . . . . 105 A.7 Proof of Lemma 7 . . . . . . . . . . . . . . . . . 106 A.8 Proof of Theorem 3 . . . . . . . . . . . . . . . . . 107 B Proofs of Theorems and Lemmas in Chapter 5 109 B.1 Proof of Lemma 9 . . . . . . . . . . . . . 109 B.2 Proof of Theorem 4 . . . . . . . . . . . . . . .. 109 B.3 Proof of Theorem 5 . . . . . . . . . . . . . . .111 Bibliography 113 Publication List of The Author 121

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