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研究生： 徐博彥
Shmueli, Boaz
論文名稱： 自然語言處理的數據收集：新方法和新挑戰
NLP Data Collection: New Methods and New Issues
指導教授： 古倫維
Ku, Lun-Wei
雷松亞
Soumya, Ray
口試委員: 陳信希
Chen, Hsin-Hsi
李政德
Li, Cheng-Te
陳宜欣
Chen, Yi-Shin
沈之涯
Shen, Chih-Ya
學位類別： 博士
Doctor
系所名稱： 電機資訊學院 - 資訊系統與應用研究所
Institute of Information Systems and Applications
論文出版年： 2022
畢業學年度： 110
語文別： 英文
論文頁數： 83
中文關鍵詞： 自然語言處理 、自然語言處理 、計算語言學 、情感計算 、諷刺檢測 、情緒識別 、情緒檢測 、回應型表情包 、群眾外包倫理 、表情包 、GIF 、群眾外GIF
外文關鍵詞： natural language processing, computational linguistics, NLP, sentiment analysis, affective computing, sarcasm detection, emotion recognition, emotion detection, GIF, reaction GIF, crowdsourcing ethics, AI ethics
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    Natural Language Processing (NLP) – computer systems that “understand” and “generate” text – has seen tremendous progress in recent years, mostly as a result of advances in machine learning. NLP applications, such as machine translation and automated personal assistants (e.g., Siri), have become ubiquitous in modern life. Many of the machine learning algorithms powering such applications require large, high-quality datasets for training. Our work focuses on new methods and new issues related to the collection and labeling of such datasets.

    We propose new methods for the automatic collection of data for affective computing, which is the study and development of systems that can process, classify, and synthesize mental states (emotions, feelings, moods). We first present a method for collecting sarcasm data; such data is important for building sarcasm detectors, which are essential for recognizing sarcastic intent (and sarcasm perception) in human communication. Our method is based on the careful analysis of text-based reactions and interactions of users on social media, and offers unique and important advantages over all existing methods for collecting sarcasm data. One important advantage is the ability to automatically collect both intended and perceived sarcasm. Another property of our method is that the labeling is context- and culture-aware, ensuring a high-quality dataset.

    Moving from sarcasm to emotions, we present a novel method for collecting and labeling texts with their induced reaction labels. We highlight the distinction between induced emotions and perceived emotions — a distinction mostly missing from the NLP literature. We find that most existing datasets are labeled perceived emotions. Datasets with induced emotions are of utmost importance but more difficult to collect. Our method thus fills this important gap. The method is based on the novel use of reaction GIFs – the short, mute animations used ubiquitously in social media as reactions to texts. By carefully analyzing online interactions on social networks, we are able to capture texts and their induced reactions. In addition, we show how the labels in the dataset can be augmented with induced sentiment and induced emotions. The method can capture data from various platforms that use reaction GIFs, as well as applied to different downstream tasks including multi-modal emotion detection and emotion recognition in dialogues. We used the new methods to collect a large sarcasm dataset and a large reaction dataset. Both these datasets are available to the research community. Along with our methods, they open up new directions for research and applications in affective computing.

    Finally, we turn our attention to new issues related to manual data collection of NLP data, which is often done using crowdsourcing platforms such as Amazon Mechanical Turk. We explore ethical issues pertaining to the employment of crowdworkers for collection and annotation of NLP datasets. We find that NLP crowdsourcing work is growing exponentially, yet most existing related ethical research is limited in scope, focusing on labor-related issues such as compensation and working conditions. We discover that the Final Rule, which is the common framework on which ethics committees (e.g., IRBs) are based, is not suited for online data collection platforms. We highlight various harms and risks related to the NLP-related tasks performed by crowdworkers, as well as debunk a few myths related to the IRB process. This has vast implications for both researchers and workers. As part of this work, the current employment of IRBs in NLP research was studied. An important question that is answered in this research is: “are crowdworkers human subjects?”. The research also finds common scenarios where crowdworkers performing NLP tasks are at risk of harm, including psychological harm such as addiction. This contribution fills an important gap in the NLP ethics literature, and serves to reopen the discussion regarding the ethical employment of crowdworkers. Our work can serve as a framework for researchers designing and reviewing crowdsourced work for NLP and related machine learning domains.

    1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 1.1 What is NLP? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 1.2 Affective Computing . . . . . . . . . . . . . . . . . . . . . . . . . . 19 1.3 Machine Learning . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 1.4 Supervised Learning and Text Annotation . . . . . . . . . . . . . . . . 20 1.5 Thesis Outline . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 2 Reactive Supervision: A New Method For Collecting Sarcasm Data . . . . . 25 2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 2.2 Reactive Supervision . . . . . . . . . . . . . . . . . . . . . . . . . 27 2.2.1 Method . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 2.2.2 Advantages . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 2.3 SPIRS Dataset . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 2.4 Experiments and Analysis . . . . . . . . . . . . . . . . . . . . . . . 31 2.4.1 Sarcasm Detection . . . . . . . . . . . . . . . . . . . . . . . . . . 31 2.4.2 Detection with Conversation Context . . . . . . . . . . . . . . . . . 32 2.4.3 Perspective Classification . . . . . . . . . . . . . . . . . . . . . 33 2.5 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34 3 Happy Dance, Slow Clap: Using Reaction GIFs to Predict Induced Affect on Twitter . . . 35 3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 3.2 Automatic Supervision using GIFs . . . . . . . . . . . . . . . . . . . . . . . . . . 37 3.2.1 The Method . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37 3.2.2 Category Clustering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38 3.3 ReactionGIF Dataset . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 3.4 Baselines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 3.5 Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 3.6 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42 4 Beyond Fair Pay: Ethical Implications of NLP Crowdsourcing 45 4.1 Revisiting the Ethics of Crowdsourcing . . . . . . . . . . . . . . . . 46 4.2 The Rise and Rise of NLP Crowdsourcing . . . . . . . . . . . . . . . . 47 4.2.1 Categorizing Crowdsourced Tasks . . . . . . . . . . . . . . . . . . 48 4.2.2 Surveys and Gamification . . . . . . . . . . . . . . . . . . . . . . 49 4.3 The Rules and Institutions of Research Ethics . . . . . . . . . . . . 50 4.3.1 The Genesis of Modern Research Ethics . . . . . . . . . . . . . . . 50 4.3.2 The Belmont Principles and IRBs . . . . . . . . . . . . . . . . . . 50 4.3.3 Are IRBs Universal? . . . . . . . . . . . . . . . . . . . . . . . . 51 4.4 Do NLP Tasks Constitute Research Involving Human Subjects? . . . . . . 52 4.4.1 Are Crowdsourcing Tasks Research? . . . . . . . . . . . . . . . . . 52 4.4.2 Are Crowdworkers Human Subjects? . . . . . . . . . . . . . . . . . . 53 4.5 Dispelling IRB Misconceptions . . . . . . . . . . . . . . . . . . . . 54 4.5.1 Researchers Cannot Exempt Themselves from an IRB Application . . . . 54 4.5.2 Worker IDs Constitute IPI . . . . . . . . . . . . . . . . . . . . . 55 4.5.3 Obtaining Anonymous Data Does Not Automatically Absolve from IRB Review . . . . . . . . 55 4.5.4 Payment to Crowdworkers Does Not Exempt Researchers from IRB Review . . . . . . . . . . 55 4.5.5 Non-Published Research Also Requires IRB Review . . . . . . . . . . . 56 4.6 Risks and Harms for Crowdworkers . . . . . . . . . . . . . . . . . . . 56 4.6.1 Inducing Psychological Harms . . . . . . . . . . . . . . . . . . . . 57 4.6.2 Exposing Sensitive Information of Workers . . . . . . . . . . . . . . 57 4.6.3 Unwittingly Including Vulnerable Populations . . . . . . . . . . . . 58 4.6.4 Breaching Anonymity and Privacy . . . . . . . . . . . . . . . . . . . 59 4.6.5 Triggering Addictive Behaviour . . . . . . . . . . . . . . . . . . . 59 4.7 Ways Forward . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60 5 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 5.1 Contributions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 5.2 Limitations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62 5.3 Future Directions . . . . . . . . . . . . . . . . . . . . . . . . . . . 63 Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65 A Reactive Supervision . . . . . . . . . . . . . . . . . . . . . . . . . . 79 A.1 Search Pattern Production . . . . . . . . . . . . . . . . . . . . . . . 79 A.2 Author Sequence Distribution . . . . . . . . . . . . . . . . . . . . . 80 A.3 Tweet Position Distributio. . . . . . . . . . . . . . . . . . . . . . . 81 B ReactionGIF . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83 B.1 Dataset Samples . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83

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