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研究生: 林姸君
Lin, Yen-Chun
論文名稱: 論美國法商業方法電腦軟體專利保護之變遷
Patent Protection for Software under Law of the United States
指導教授: 李紀寬
Li, Gi-Kuen
口試委員: 宋皇志
Sung, Huang-Chih
楊千旻
Yang, Chien-Min
學位類別: 碩士
Master
系所名稱: 科技管理學院 - 科技法律研究所
Institute of Law for Science and Technology
論文出版年: 2023
畢業學年度: 111
語文別: 中文
論文頁數: 143
中文關鍵詞: 商業方法電腦軟體專利專利適格性Alice v. CLS兩步測試抽象概念發明概念
外文關鍵詞: business method, software patent, patent eligibility, Alice v. CLS, Two-Step Test, abstract idea, inventive concept
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  • 在當前這個時代,商業和科技已成為世界上數十億人生活方方面面不可或缺的一部分。電腦技術的飛速發展和網際網路的普及促進了商業方法電腦軟體專利的增加,並引起了專利抽象概念的認定上的爭議。因此本研究旨在探討商業方法專利的認定演進,以及美國的判決趨勢和法規變化對實務的影響。
    本文首先釐清商業方法發明和電腦軟體發明並不相同,商業方法發明並非僅能夠透過電腦軟體來實施,而電腦軟體也並非僅用於實現商業方法。但由於科技發展和法律規定的改變,在現行制度下非使用電腦軟體之商業方法發明要取得專利資格幾乎不可能,因此本文將聚焦在以電腦軟體實現商業方法之發明專利。
    透過電腦和電腦軟體的發展歷程,可以了解到,隨著個人電腦和電腦軟體的普及,運用電腦軟體的商業方法專利也越來越常見。本文藉由數個代表性案例,分析了美國法院在1900年代至今對於抽象概念之專利適格性的見解。
    在1980年代之後,美國法院對電腦軟體專利適格性的接受逐漸提高,USPTO對電腦軟體專利的申請也有明顯增長,但也引發批評聲浪。為了提高審查品質,USPTO召開圓桌會議並發表白皮書。到了2012年和2014年,Mayo v. Prometheus案和Alice v. CLS案的判決建立了影響至今的「兩步測試法」,並對於到電腦軟體專利的申請和審查上產生深刻的影響。
    在分析商業方法和電腦軟體發明之間的差異和美國法院對於專利抽象概念的認定演進後,為了進一步探究近期美國法院對於商業方法發明的態度,本文篩選近4年間,CAFC作成所有涉及商業方法電腦軟體專利適格性之判決。並透過分析法院對於「兩步測試法」的實踐,歸納出申請商業方法電腦軟體專利時,請求項與專利說明書撰寫上應注意之點。
    最後,本文認為,專利制度的認定範圍會隨著時代和科技發展而變化,尤其是對於電腦軟體專利的申請和審查標準,可能會因為演算法的抽象性而引發爭議。因此期待透過過往的案例,幫助未來的專利申請者,在快速變遷的科技洪流中,找到可循的軌跡。


    Nowadays, business and technology have become an indispensable part for billions of people. The rapid development of computer technology and internet have increased the software patents. Patent eligibility of computer software became highly controversial, this article aims to explore the evolution of the recognition of software patents under law of the United States.
    This article first clarifies that business method patent and software patents are not the same. Business method inventions can be implemented without software, and software patents have a variety of functions besides business applications. However, due to technological advancements, non-software-based business method inventions are almost impossible to obtain patent eligibility under current US patent law. Therefore, this article will focus on the discussion of software-based business method inventions.
    With the popularity of personal computers and software, software inventions have become common. Due to the characteristic of algorithms and software inventions, algorithms and software inventions are frequently considered as abstract idea. In order to understand the courts’ review standards for software patents, this article analyzes several leading cases from the 1900s to the present. And finds that in 1980s, the US courts and USPTO gradually accepted the patent eligibility for software inventions. However, there were also some doubts about the quality of software patents. To respond to these doubts, USPTO held Roundtable Forum and published White Paper: Automated Financial or Management Data Processing Method. In 2012 and 2014, “Two-Step Test,” which was built by Mayo v. Prometheus and Alice v. CLS, affect modern patent examination of software inventions. How to persuade patent examiners and judges to recognize the technical arts and inventive concepts of software patents become important.
    After analyzing the patent examination of abstract concept, this article concludes that the scope of patent eligibility will change with the times and technological developments. This article aims to provide future guidance for future software patent applicants.

    第一章 緒論 1 第一節 研究動機與問題意識 1 第二節 研究方法與研究範圍 2 第三節 論文架構 3 第四節 文獻回顧 4 第二章 商業方法發明之發展 7 第一節 專利制度概說 7 第一項 專利制度之發展 7 第二項 發明專利之概述 8 第二節 商業方法發明之認定 12 第一項 方法發明之定義 12 第二項 商業方法發明之定義 14 第三節 商業方法發明之演進 20 第一項 不同類別的商業方法專利 20 第二項 早期之商業方法發明案例 21 第四節 小結 28 第三章 電腦軟體專利之發展 29 第一節 電腦與電腦軟體之發展 29 第一項 電腦之發展 29 第二項 電腦軟體定義與內涵 33 第三項 電腦發展對智慧財產權之影響 35 第二節 美國法院面對商業方法專利之態度 39 第一項 依舊嚴苛之專利標準 39 第二項 百花齊放的電腦軟體專利時代 42 第三項 非使用電腦之商業方法發明 53 第三節 美國專利制度之改變 59 第一項 USPTO商業方法專利行動計劃 59 第二項 USPTO商業方法專利白皮書 62 第三項 商業方法專利改革法案 65 第四項 USPTO第705分類專利申請和通過數量的轉變 69 第四節 小結 71 第四章 近代電腦軟體專利之趨勢與影響 73 第一節 近代判決分析與趨勢 73 第一項 近代著名方法發明專利案件 73 第二項 對美國專利實務之影響 84 第二節 後Alice時代所面臨之轉變與挑戰 94 第一項 後Alice時代帶來的效應 94 第二項 專利成本提升之衝擊 96 第三項 對於大型企業的影響 99 第四項 對於個體發明者和中小型企業的影響 100 第五項 對於外圍技術與核心技術的影響 103 第三節 後Alice時代的請求項與專利說明書撰寫 106 第一項 後Alice時代之專利適格性判決 106 第二項 通過專利適格性檢驗之商業方法案例 111 第三項 判決中值得注意之點 115 第四項 請求項與專利說明書撰寫上應注意之點 117 第四節 小結 120 第五章 代結論——美國與我國專利制度比較與展望 122 第一節 我國電腦軟體專利審查基準與美國法之比較 122 第二節 結論與展望 127 參考文獻 133

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