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研究生: 王聖翔
Wang, Sheng-Hsiang
論文名稱: 技術追趕的成功因素:以發光二極體產業為例
Drivers for Successful Catch-Up : The Case of Light-Emitting Diode Industry
指導教授: 胡美智
Hu, Mei-Chih
口試委員: 胡美智
Hu, Mei-Chih
張元杰
何秀青
學位類別: 碩士
Master
系所名稱: 科技管理學院 - 科技管理研究所
Institute of Technology Management
論文出版年: 2011
畢業學年度: 99
語文別: 中文
論文頁數: 129
中文關鍵詞: 發光二極體科技體制技術追趕
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  • LED是發光二極體(Light-Emitting Diode)的簡稱,發光二極體可以說是人類開使用火,以及1879年愛迪生發明電燈後,照明市場的另一次革命性光源。
    在發光二極體產業中,日本、美國及歐洲的廠商較早進入此產業,因此掌握住許多關鍵專利與技術,為發光二極體產業的領導者,而台灣及韓國的廠商則較晚進入此產業,專利佈局與技術水準較為落後,為此產業的後進者。但近幾年來,領導者開始願意與後進者進行專利的交叉授權,甚至與後進者合資成立新公司,顯示後進廠商似乎有追趕上領導者的現象。故我想要研究後進者成功追趕上領導者的關鍵因素為何?影響後進者追趕領導者速度快慢的因素為何?以及影響後進者與領導者提升技術能力的因素為何?
    本研究主要使用Lee, Keun(2010)的研究架構,亦即藉由建立迴歸模型來分析科技體制(Technological regimes)與技術追趕(Technological catch-up)之間的關係,並且使用美國專利局(United States Patent and Trademark Office)的專利資料以及專利引證資料來計算科技體制(Technological regimes)與技術追趕(Technological catch-up)。
    經過迴歸分析,本研究發現專利對後進者提升技術能力有較大的關聯性,但對技術追趕的關聯性較小。因為不只是專利會影響技術追趕,仍然有許多其他因素會影響技術追趕。但是專利卻對提升技術能力有最直接的影響。


    摘要 i Abstract ii 感謝 iii 目錄 iv 表目錄 vi 圖目錄 viii 第一章 緒論 1 第一節 研究背景 1 第二節 研究目的 8 第三節 研究問題 10 第二章 文獻探討 14 第一節 後進者追趕領導者的關鍵成功因素 14 第二節 後進廠商(Latecomer firm)的特性 15 第三節 科技體制(Technological regimes) 16 第四節 技術追趕(Technological catch-up) 24 第五節 科技體制(Technological regimes)與技術追趕 26 (Technological catch-up)之間的關係 26 第六節 以專利資料衡量創新 27 第三章 研究方法 28 第一節 研究對象 29 第二節 研究資料的選用 45 第三節 研究資料的年限 46 第四節 研究變數 47 第五節 研究模型 60 第六節 研究假設 61 第七節 研究架構 68 第八節 研究限制 69 第四章 資料分析 70 第一節 以專利數量及專利成長率分析後進者集團追趕領導者集團 70 之情形 70 第二節 以美國專利分類號(United States Patent Classification) 78 分析後進者集團追趕領導者集團之情形 78 第三節 分析後進者集團追趕領導者集團之成功與否(Occurrence 82 of catch-up)的影響因素 82 第四節 分析後進者集團追趕領導者集團之追趕速度快慢(Speed of catch-up)的影響因素 93 第五節 分析後進者集團與領導者集團之提升科技能力 103 (Technological Capability)的因素 103 第五章 結論 113 參考文獻 116 附錄一:敘述統計結果 120 附錄二:專利檢索字串 124

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