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研究生: 余信賢
Yu, Rex Xin Xian
論文名稱: 情態詞與語氣助詞研究:以漢語與汶水泰雅語為例
Modals and Mood Particles in Mandarin Chinese and Mayrinax Atayal
指導教授: 蔡維天
Tsai, Wei Tien Dylan
口試委員: 張永利
Chang, Henry Yungli
宋麗梅
Sung, Li May
吳曉虹
Wu, Iris Hsiao hung
張寧
Zhang, Niina Ning
學位類別: 博士
Doctor
系所名稱: 人文社會學院 - 語言學研究所
Institute of Linguistics
論文出版年: 2015
畢業學年度: 103
語文別: 英文
論文頁數: 181
中文關鍵詞: 情態詞語氣助詞製圖理論汶水泰雅語
外文關鍵詞: modal, mood particle, Cartographic Approach, Mayrinax Atayal
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  • 本篇論文主要探討漢語以及汶水泰雅語中情態詞與語氣助詞的互動關係。我們建議漢語的應該與汶水泰雅語的asi均應重新分類為示證性情態詞,並與認知性情態詞及義務性有所區分。從製圖理論 (Cinque & Rizzi 2008, Tsai 2010, Tsai & Yang 2014) 觀點出發,藉由觀察漢語以及汶水泰雅語中情態詞與語氣助詞在各種句式中的相容性,區辨示證性與認知性情態詞的差異,並嘗試描繪情態詞與語氣助詞兩大類中各成員彼此相互之間的階層性結構關係。在前人(Tang and Tang 1997, Hsin 2000, Palmer 2001, Butler 2003, Tsai 2010)所建立的基礎上,我們確認了情態詞之間的層系關係,更進一步主張漢語以及汶水泰雅語中的情態詞階層結構為:示證性 > 認知性 > 義務性。藉此,將可清楚說明示證性與認知性的差異以及不一致性之所在。同時,也重新定義漢語的應該與汶水泰雅語的asi在本質上的詮釋。
    此一結構更因語氣助詞成員的相異分佈使其在理論的基礎上更加穩固。採取與前人(Tang 1998, Law 2002, Li 2006, Sybesma and Li 2007, Hsieh and Sybesma 2008, Paul 2014) 的分析一致的看法,我們認為各個語氣助詞所衍生的位置高度彼此不同,分佈於大句子(CP)之中。根據大句子分裂假說 (Split-CP Hypothesis, Cinque 1999, Rizzi 2004),位於高位的情態詞阻擋了相對低位的語氣助詞的向上移動,形成了干涉效應並摧毀了問句的衍生過程。因此,包括漢語的應該、聽說以及汶水泰雅語的asi 與tal-an等示證性詞彙均使問句不合語法。而在漢語的是不是問句及汶水泰雅語中以pisa’ 形成的問句則因位處高位而不受相對地低位的示證性詞彙影響。此外,汶水泰雅語的語氣助詞也因其位處於句末或非句末的自由分佈,以及時而略受情態詞影響的特性,進而啟發我們對於語氣助詞的深入討論。


    Instead of traditionally treating certain modals with epistemic interpretation, we suggest that yinggai ‘should’ in Mandarin Chinese (MC) and asi ‘seemingly’ in Mayrinax Atayal (MA) be re-categorized as evidential modals. Under Cartography Approach (Cinque & Rizzi 2008, Tsai 2010, Tsai & Yang 2014), we try to build a hierarchical structure involving modals and mood particles, in terms of their interactions in these two languages. To distinguish evidential modals from others, several clausal constructions and elements are manipulated to figure out the compatibility of these modals in these environments. Following previous assumptions (Tang and Tang 1997, Hsin 2000, Palmer 2001, Butler 2003, Tsai 2010), we also confirm the existence of the rigid ordering among modals. We further claim that the various distributions and co-occurrences of modals signify this restricted ordering: Evidential > Epistemic > Deontic. Given that postulation, we could clearly separate evidential modals from epistemic ones. More importantly, we could re-define the essential interpretations of yinggai ‘should’ in MC and asi ‘seemingly’ in MA, and account for the inconsistency between yinggai ‘should’ and keneng ‘may’ in MC.
    This hierarchy can be further verified when we consider the interactions between modals and mood particles. Adopting concepts of previous studies (Tang 1998, Law 2002, Li 2006, Sybesma and Li 2007, Hsieh and Sybesma 2008, Paul 2014), we claim that mood particles are located at divergent positions under Split-CP Hypothesis (Cinque 1999, Rizzi 2004), where higher modals are presumed to block the upward movement of the relatively lower mood particle. Once the intervention effect takes place, the derivation in interrogatives is doom to crash. As a result, evidential expressions, including yinggai ‘should’, tingshuo ‘hearsay’ in MC, asi ‘seemingly’ and tal-an ‘it looks like…’ in MA are predicted to fail in yes/no questions, composed with ma in MC and quw in MA. Thanks to their relatively higher locations, only shi-bu-shi in outer A-not-A question of MC, and mood particle pisa’ in questions of MA are able to undergo movement to Force, regardless of the existence of evidential modals. Sentence final and non-final positioning of particles in MA also provides us another way to consider the formation of particles. Their free distributions are also influenced by the existence of higher modals.

    摘要 i ABSTRACT ii ACKNOWLEDGEMENTS iv LIST OF ABBREVIATIONS v LIST OF TABLES vi CHAPTER ONE INTRODUCTION 1 1.1 An overview 1 1.2 Puzzles on modals 4 1.3 Theoretical framework and assumptions 5 1.4 Organization 11 CHAPTER TWO LITERATURE REVIEW 12 2.1 Modals and modality 12 2.1.1 Semantic categorization of modals 12 2.1.2 Classification of modals in Mandarin Chinese 14 2.1.3 Two perspectives on modal issue 15 2.1.4 Previous observations on modals in Formosan languages 23 2.2 Modality and mood particles 25 2.2.1 Multiple layers of mood particles in Chinese 26 2.2.2 Previous studies on mood particles in Formosan languages 30 CHAPTER THREE MODALS AND MOOD PARTICLES IN MANDARIN CHINESE 36 3.1 Introduction 36 3.2 Distinct behaviors among modals 41 3.2.1 Yes/not questions 42 3.2.2 A-not-A questions 43 3.2.3 shi-bu-shi questions 44 3.2.4 Tag questions 45 3.2.5 Wh-questions 46 3.2.6 Indirect question 48 3.2.7 Negation 49 3.2.8 Negative subject 50 3.2.9 The protasis of conditionals 51 3.2.10 Shi 53 3.3 Semantic distinctions between yinggai and keneng 55 3.3.1 Presupposition and evidentiality 55 3.3.2 Different semantic properties on evidential and epistemic expressions 57 3.4 Syntactic hierarchy of modals 67 3.4.1 Linear and hierarchical orderings of modals 67 3.4.2 The emphasis of modal expressions 73 3.5 Compatibility between modals and mood particles 80 3.5.1 Modals and non-interrogative mood particles 82 3.5.2 Modals and interrogative mood particles 84 3.5.3 The hierarchical structure of modals and mood particles 89 3.6 Further evidence from other evidential and epistemic expressions in MC 90 3.6.1 Evidential expressions in yes/no questions 90 3.6.2 Evidential expressions in inner A-not-A questions 92 3.6.3 Evidential expressions in outer A-not-A questions with shi-bu-shi 94 3.6.4 Evidential expressions in Tag questions 95 3.6.5 Evidential expressions and Negation 97 3.6.6 Evidential expressions in the protasis of conditionals 99 3.7 Further observations 102 3.7.1 Modals and indefinite wh-nominals 102 3.7.2 Wh-nominals under mood particles 104 3.7.3 Modal, mood particles and wh-phrase 105 3.8 Conclusion 107 CHAPTER FOUR THE HIERARCHICAL STRUCTURE OF MODALS IN MAYRINAX ATAYAL 109 4.1 Introduction 109 4.2 Similarity and dissimilarity: properties and distributions of modals 113 4.2.1 Morphological properties and categorization of modals in MA 113 4.2.2 Syntactic restrictions and distributions of modals 122 4.2.3 Similarity and dissimilarity on modals 128 4.3 Interactions between modals and mood particles in MA 131 4.3.1 Syntactic similarity and semantic dissimilarity between mood particles in MA 131 4.3.2 Interactions between modals and particles 140 4.3.3 Modals and non-interrogative particles 145 4.3.4 Modals and interrogative particles 159 4.3.5 An hierarchical structure between modals and particles 161 4.4 Further observations on the distributions of particles 163 4.5 Conclusion 166 CHAPTER FIVE CONCLUSION 167 5.1 The structural restrictions on modals and mood particles 167 5.1.1 Intervention effects for modals 167 5.1.2 The hierarchical structure of modals and mood particles 169 5.2 Evidential modals in non-canonical questions 171 5.2.1 Non-canonical yes/ no questions 171 5.2.2 Non-canonical wh-questions 172 5.3 Conclusion 174 REFERENCES 175

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